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| titulo | ARTICLE 29-E |
| id_articulo | 1981 |
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| nombre_clave | Art. 29E |
| contenido | ARTICLE 29-E Entities, whether individuals or legal entities, protection funds or companies, listed below, including subsidiaries of a foreign financial entities of any kind, will pay for the inspection and surveillance services provided by the National Banking and Stock Commission (Comisión Nacional Bancaria y de Valores), the following installments:
Each entity that belongs to the sector of Futures and call options, being understood for such purposes to the entities that have authorization to establish and operate as such in terms of the applicable provisions, will pay the fee of: ???????? ????????????????????????????????????????.???. $4,418,828.00
Each entity that belongs to the Stock Market sector, being understood for such purposes to the entities that have the concession to be constituted and operate as such in terms of the applicable legislation, will pay the fee of: ???????????????.??. $11,047,069.00
Each entity that belongs to the Clearing Houses sector, being understood for such purposes to the companies that have the corresponding authorization in terms of the applicable legislation, will pay the fee of: ??????????????????????????. $3,682,356.00
Each entity that belongs to the Central Counterparts sector, being understood for such purposes to the companies that have the corresponding concession in terms of the applicable legislation, will pay the fee of: ?????????????..?????. $3,682,356.00
Each entity that belongs to the Complementary Services Companies sector, which is why companies that provide complementary or auxiliary services in the administration to financial entities in terms of the applicable provisions, or in the fulfillment of its purpose, will pay the amount of: ??????????????????????????????... $145,967.00
Each entity that belongs to the Securities Rating Institutions sector, being understood therefore to those companies that with such character are constituted and authorized in terms of the Law of the Marketc of Values (Ley del Mercado de Valores), must pay: ??????????????????????????????????????????..?. $675,647.00
Each entity that belongs to the Institutions for the Deposit of Securities sector, being understood for such purposes to the companies that have the corresponding concession in terms of the applicable legislation, will pay the fee of: ??????????? ????????????????????????????????????????..??. $6,628,242.00
Each entity that belongs to the sector of companies that administer systems to facilitate operations with securities, authorized in terms of the Law of the Marketc of Values (Ley del Mercado de Valores) will pay the amount of: ??????????????????. $549,969.00
Each entity that belongs to the Representation Offices of Foreign Financial sector will pay for each of the Entities that represents the amount of: ??????????????????????????????????.???????????. $89,925.00
Each entity that belongs to the sector of Operators of Forward and Put Options, will pay the amount of: ??????????????????????????????????????.. $125,551.00
For the purposes of the provisions of this section, it will be understood that they belong to the sector of Operators of Forward and Put Options, credit institutions, brokerage houses and other individuals or legal entities that may or may not be members of the Futures and call options in terms of the provisions of the dispositions that regulate companies and trusts involved in the establishment and operation of a Forward and Put Options listed on the stock exchange, and whose function is to act as a commission agent of one or more Clearing Members, in the conclusion of futures contracts and option contracts, and that may have access to the electronic trading system of the stock exchange for the execution of said contracts.
Likewise, the advisers of the Forward and Put Options will be subject to this fee, being understood as such to those credit institutions and brokerage firms that promote liquidity, maintaining permanently and on their own account, purchase and sale quotes in the contracts of futures and / or options listed on the Futures and Call Options.
In the case of credit institutions or brokerage firms that act simultaneously as Operators and as advisors of the Forward and put options, they will only be obliged to cover only once the annual fee referred to in this section.
Each entity that belongs to the sector of price Providers, authorized in terms of the Law of the Marketc of Values (Ley del Mercado de Valores) will pay: ???????????????????????????????????????.????? $831,254.00
Each entity that belongs to the Credit Information Companies sector, which is understood by the companies authorized under the Law to Regulate Credit Information Companies, will pay the amount of: ???????????????????????..?. $1,543,898.00
Each entity that belongs to the Sector of Investment Fund Stock Distributor Companies, being understood therefore to the companies to which the Investment Funds Law (Ley de Fondos de Inversión) refers, will pay according to the following:
Each entity that belongs to the Operating Companies of Investment Companies sector, meaning that the companies referred to by the Investment Companies Law (Ley de Sociedades de Inversión) shall pay according to the following:
Each entity that belongs to the Investment Valuation Companies of Investment Companies sector, meaning that the companies referred to by the Investment Companies Law (Ley de Sociedades de Inversión) shall pay the amount of $ 966.88 for each Fund valued.
The fee resulting in accordance with the provisions of this section may in no case be less than: ????????????????????????????????????..??? $46,655.00
Each entity that belongs to the Clearing Members sector will pay the amount of: ????????????????????????????????????.???????. $788,381.00
For the purposes of the provisions of this section, it will be understood that this sector is made up of trusts that are partners of the stock exchange and that participate in the equity of the clearing house in terms of the provisions of the rules to which the companies will be subject and trusts involved in the establishment and operation of a Forward and put options listed on the stock exchange, with the purpose of liquidating and, where appropriate, perform on behalf of the client, futures contracts and options contracts traded on the stock exchange. |
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