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    • TLCAN
    • V INVERSIÓN, SERVICIOS Y ASUNTOS RELACIONADOS
    • XIV SERVICIOS FINANCIEROS
  • Article 1401: Scope and Coverage

    1. This Chapter applies to measures adopted or maintained by a Party relating to:

  • Financial institutions of another Party;
  •  

  • Investors of another Party, and investments of such investors, in financial institutions in the Party's territory; and
  •  

  • Cross-border trade in financial services.
  • 2. Articles 1109 through 1111 (TLCAN: Art. 1109) (TLCAN: Art. 1110) (TLCAN: Art. 1111), 1113 (TLCAN: Art. 1113), 1114 (TLCAN: Art. 1114) and 1211 (TLCAN: Art. 1211) are hereby incorporated into and made a part of this Chapter. Articles 1115 through 1138 are hereby incorporated into and made a part of this Chapter solely for breaches by a Party of Articles 1109 through 1111 (TLCAN: Art. 1109) (TLCAN: Art. 1110) (TLCAN: Art. 1111), 1113 (TLCAN: Art. 1113) and 1114 (TLCAN: Art. 1114), as incorporated into this Chapter.

    3. Nothing in this Chapter shall be construed to prevent a Party, including its public entities, from exclusively conducting or providing in its territory:

  • Activities or services forming part of a public retirement plan or statutory system of social security; or
  •  

  • Activities or services for the account or with the guarantee or using the financial resources of the Party, including its public entities.
  • 4. Annex 1401.4 (TLCAN: Anexo 1401.4) applies to the Parties specified in that Annex.

     

     

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